Gary Moores

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AVN Wealth Managers LLP

    FRN 491666

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Apr 2021)
    • [FCA CF] Client dealing (since 30 Apr 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF4 Partner (AR) (6 Mar 2006 to 30 Nov 2006)
    • CF21 Investment Adviser (6 Mar 2006 to 30 Nov 2006)
  • Brooks Moores & Waren LLP (no longer approved here)

    FRN 430194

    • Employed By (18 Apr 2005 to 30 Nov 2006)
  • Trinity Financial Limited (no longer approved here)

    FRN 212779

    • Employed By (31 May 2002 to 6 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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