Adrian Shakespeare

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Partnership Limited

    FRN 554381

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Nov 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Nov 2025)
  • TAVISTOCK PARTNERS (UK) LTD (no longer approved here)

    FRN 230342

    • [FCA CF] Functions requiring qualifications (4 Apr 2023 to 13 Mar 2026)
    • [FCA CF] Client dealing (4 Apr 2023 to 13 Mar 2026)
  • Lowndes Halsden & Partners Limited (no longer approved here)

    FRN 150469

    • CF1 Director (4 Aug 2011 to 1 Sep 2011)
    • CF30 Customer (20 Jul 2011 to 1 Aug 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2003)
  • AVN Wealth Managers LLP (no longer approved here)

    FRN 491666

    • CF30 Customer (15 Jul 2010 to 23 Dec 2014)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (7 Jul 2004 to 23 Feb 2007)
    • CF21 Investment Adviser (9 Jun 2003 to 23 Feb 2007)
    • CF22 Investment Adviser (Trainee) (17 Mar 2003 to 9 Jun 2003)
  • Insight Financial Advisers Ltd (no longer approved here)

    FRN 214633

    • (7)Employed By (17 Mar 2003 to 23 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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