Lowndes Halsden & Partners Limited

• Principal Place of Business

  Holt House

  184-190 Caerphilly Road

  Birchgrove

  Cardiff

  South Glamorgan

  CF14 4NR

  UNITED KINGDOM

  Phone

  +4402920694242

  Web

  https://www.lowndesonline.co.uk

• Complaints Contact

  Holt House

  184-190 Caerphilly Road

  Birchgrove

  Cardiff

  South Glamorgan

  CF14 4NR

  UNITED KINGDOM

  Phone

  +442920694242

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Shakespeare

  IRN ACS00051

  • CF1 Director (4 Aug 2011 to 1 Sep 2011)
  • CF30 Customer (20 Jul 2011 to 1 Aug 2011)
  • CF21 Investment Adviser (1 Dec 2001 to 29 Apr 2003)
• Andrew Burnett

  IRN AXB01673

  • CF21 Investment Adviser (30 May 2002 to 7 Jun 2002)
• Andrew David Thomas

  IRN ADT00015

  • CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2003)
• Anthony Clive Richards

  IRN ACR01085

  • CF11 Money Laundering Reporting (24 Feb 2006 to 8 Jan 2008)
• Christian Alexander garden

  IRN CXG00476

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 6 Oct 2023)
  • [FCA CF] Client dealing (since 6 Oct 2023)
• Christopher Evans

  IRN CPE00005

  • CF21 Investment Adviser (23 May 2002 to 24 Mar 2003)
  • CF22 Investment Adviser (Trainee) (1 May 2002 to 23 May 2002)
• Gillian Rachel Leonard

  IRN GXL00045

  • CF1 Director (4 Nov 2004 to 13 Oct 2006)
  • CF21 Investment Adviser (18 Feb 2002 to 4 Jun 2007)
• Ian Denis Ross

  IRN IDR01029

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF3 Executive Director (since 9 Jun 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Feb 2006 to 4 Jun 2007)
• Jordan Petherick

  IRN JXP01158

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Oct 2025)
• Joseph Daniel Jenkins

  IRN JXJ00115

  • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 12 May 2023)
  • [FCA CF] Client dealing (22 Mar 2021 to 12 May 2023)

No changes recorded yet.