Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 4 Nov 2024)
    • [FCA CF] Client dealing (since 4 Nov 2024)
  • Affinity Financial Awareness Limited (no longer approved here)

    FRN 409160

    • [FCA CF] Functions requiring qualifications (30 May 2023 to 21 Oct 2024)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • [FCA CF] Functions requiring qualifications (30 May 2023 to 21 Oct 2024)
  • Lowndes Halsden & Partners Limited (no longer approved here)

    FRN 150469

    • [FCA CF] Functions requiring qualifications (22 Mar 2021 to 12 May 2023)
    • [FCA CF] Client dealing (22 Mar 2021 to 12 May 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.