AVN Wealth Managers LLP

Date authorised
1 April 2013
Companies House
OC340384
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    A V N Wealth Managers
    147 Temple Chambers
    3-7 Temple Avenue
    London
    City Of London
    EC4Y 0DA
    UNITED KINGDOM
    Phone
    +4402078320834
    Web
    https://www.avnwealthmanagers.co.uk

  • Complaints Contact

    A V N Wealth Managers
    147 Temple Chambers
    3-7 Temple Avenue
    London
    City Of London
    EC4Y 0DA
    UNITED KINGDOM
    Phone
    +4402078320834

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Miran Ladwa

    IRN MXL02315

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (17 Jan 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (17 Jan 2019 to 8 Dec 2019)
    • CF30 Customer (23 Feb 2017 to 8 Dec 2019)
  • Neil Francis Staley

    IRN NFS01018

    • CF30 Customer (19 Oct 2009 to 23 Dec 2014)
  • Patrick O'Hara

    IRN PXO00008

    • CF30 Customer (19 Oct 2009 to 1 Mar 2011)
  • Paul Heath

    IRN PXH00058

    • CF30 Customer (19 Oct 2009 to 10 Oct 2012)
  • Paul Robert Gibson

    IRN PRG00016

    • CF30 Customer (19 Oct 2009 to 8 Dec 2019)
  • Stephen David Pipe

    IRN SDP01101

    • CF4 Partner (20 Apr 2009 to 6 Dec 2010)
  • Stuart John Finlayson

    IRN SJF00015

    • 11. Pension transfer specialist
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF11 Money Laundering Reporting (26 Jul 2019 to 8 Dec 2019)
    • Responsible for Insurance Mediation (20 Apr 2009 to 30 Sep 2018)
    • CF30 Customer (20 Apr 2009 to 8 Dec 2019)
    • CF4 Partner (20 Apr 2009 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Apr 2009 to 8 Dec 2019)
  • Trevor Hinds

    IRN TXH01417

    • CF10 Compliance Oversight (20 Apr 2009 to 23 Jul 2012)
    • CF4 Partner (20 Apr 2009 to 23 Jul 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.