Paul Heath

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wealth Design Holdings Limited

    FRN 923351

    • Employed By (since 20 Jun 2023)
  • Mandarin Wealth Limited

    FRN 956982

    • (10)Employed By (since 19 Aug 2021)
  • Corbel Partners Limited

    FRN 429142

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 11. Pension transfer specialist
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF4 Partner (AR) (since 11 Sep 2009)
    • CF1 Director (AR) (since 8 May 2008)
    • CF30 Customer (since 1 Nov 2007)
    • [PRA CF] Key function holder (9 Dec 2019 to 10 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 13 Jun 2023)
    • Responsible for Insurance Mediation (15 Jun 2017 to 30 Sep 2018)
    • Responsibility for MCD Intermediation (25 Aug 2016 to 13 Jun 2023)
    • CF1 Director (17 Jun 2005 to 8 Dec 2019)
    • CF21 Investment Adviser (17 Jun 2005 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (17 Jun 2005 to 31 Oct 2007)
    • CF10 Compliance Oversight (17 Jun 2005 to 26 Oct 2018)
  • Ashall Glover Wealth Management Ltd (no longer approved here)

    FRN 572459

    • Employed By (16 Jan 2012 to 9 Oct 2014)
  • AVN Wealth Managers LLP (no longer approved here)

    FRN 491666

    • CF30 Customer (19 Oct 2009 to 10 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

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