Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
AVN Wealth Managers LLP
FRN 491666
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
- [FCA CF] Client dealing (since 9 Dec 2020)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (17 Jan 2019 to 8 Dec 2019)
- CF10 Compliance Oversight (17 Jan 2019 to 8 Dec 2019)
- CF30 Customer (23 Feb 2017 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.