Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2023)
    • CF30 Customer (25 Feb 2015 to 8 Dec 2019)
  • AJP Wealth Management Limited (no longer approved here)

    FRN 629548

    • Employed By (2 Oct 2014 to 28 Apr 2015)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (9 Sep 2013 to 30 Jun 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 31 Dec 2012)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 28 Feb 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (28 Feb 2003 to 16 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.