Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Dec 2023)
- [FCA CF] Client dealing (9 Dec 2019 to 20 Dec 2023)
- CF30 Customer (25 Feb 2015 to 8 Dec 2019)
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- Employed By (2 Oct 2014 to 28 Apr 2015)
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- CF30 Customer (9 Sep 2013 to 30 Jun 2014)
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- CF30 Customer (1 Mar 2010 to 31 Dec 2012)
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- CF30 Customer (1 Nov 2007 to 28 Feb 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (28 Feb 2003 to 16 Jan 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.