Andrew James Whitham Cook

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- CF30 Customer (1 Oct 2012 to 4 Mar 2013)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (14 Apr 2011 to 14 Sep 2012)
Santander UK Plc (no longer approved here)
FRN 106054
- CF30 Customer (22 Sep 2010 to 3 Mar 2011)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF30 Customer (14 Aug 2008 to 17 Jun 2010)
- CF21 Investment Adviser (1 Dec 2001 to 12 Apr 2005)
The Shepherds Friendly Society Limited (no longer approved here)
FRN 109997
- CF21 Investment Adviser (16 May 2005 to 4 Jul 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.