The Shepherds Friendly Society Limited

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FRN: 109997
Date authorised: 1 April 2013
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Shepherds Friendly Society

Hawbank House

2 High Street

Cheadle

Stockport

SK8 1AL

UNITED KINGDOM

Phone

+441614281212

Web

https://www.shepherdsfriendly.co.uk
Complaints Contact

Shepherds Friendly Society

Hawbank House

2 High Street

Cheadle

Stockport

SK8 1AL

UNITED KINGDOM

Phone

+441614281212

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Bank Deposits

For All, Deposit
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- · Limited to accepting deposits in the course of carrying out transactions permitted by the rules of the Society.
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Insurance Policies

For All, Life and annuity, Linked long-term, Permanent health
Stockbroking

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Issues Insurance

For All, Life and annuity, Linked long-term, Permanent health
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Alan Arthur Smith
IRN AAS00010
- CF21 Investment Adviser (1 Dec 2001 to 20 Jan 2004)
Albert Proctor
IRN AXP00053
- CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2003)
Alex Fallowes
IRN AXF00551
- [FCA CF] Significant management (since 1 Feb 2020)
- [PRA CF] Key function holder (since 1 Feb 2020)
Alexander David Jamieson
IRN ADJ00004
- CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
Alison McKinna
IRN AXM02275
- SMF14 Senior Independent Director (since 7 Jan 2025)
- SMF12 Chair of the Remuneration Committee (since 21 Nov 2023)
Allan Hunter Melrose
IRN AHM00007
- CF21 Investment Adviser (1 Dec 2001 to 4 Feb 2003)
Andrew James Gurton
IRN AXG00209
- SMF16 Compliance Oversight (since 24 Mar 2023)
Andrew James Whitham Cook
IRN AJC00089
- CF21 Investment Adviser (16 May 2005 to 4 Jul 2005)
Ann-Marie O'Dea
IRN AXO01402
- SMF1 Chief Executive (10 Dec 2018 to 31 Dec 2025)
- SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
- CF3 Chief Executive (1 Jan 2015 to 6 Mar 2016)
- CF8 Apportionment and Oversight (1 Jan 2015 to 6 Mar 2016)
- CF1 Director (21 Mar 2012 to 9 Dec 2018)
Anthony Charles Kirkham
IRN ACK00004
- CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

UNISON
FRN 401803 · Appointed 13 Aug 2019
Union Of Shop Distribution And Allied Workers
FRN 404481 · Appointed 12 Apr 2019
Bounty Joy Ltd (no longer appointed)
FRN 959726 · Appointed 6 Oct 2021 · Until 12 Jan 2023
Unite (no longer appointed)
FRN 468048 · Appointed 1 Oct 2021 · Until 2 Nov 2023
Steven J Mountford (no longer appointed)
FRN 153535 · Appointed 26 Jan 2021 · Until 11 Nov 2022
Bounty (UK) Ltd (no longer appointed)
FRN 222169 · Appointed 2 Apr 2019 · Until 14 Apr 2021
Bauer Consumer Media Limited (no longer appointed)
FRN 473112 · Appointed 24 Sep 2015 · Until 14 Aug 2018

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.