Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 20 Jun 2022)
    • Responsible for Insurance Distribution (since 20 Jun 2022)
    • SMF16 Compliance Oversight (since 20 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jun 2022)
    • SMF3 Executive Director (since 20 Jun 2022)
    • [FCA CF] Client dealing (since 20 Jun 2022)
    • Responsibility for MCD Intermediation (since 20 Jun 2022)
  • Foxbridge Independent Financial Solutions Limited (no longer approved here)

    FRN 456481

    • [FCA CF] Functions requiring qualifications (7 Jun 2021 to 22 Jun 2022)
    • [FCA CF] Client dealing (7 Jun 2021 to 22 Jun 2022)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 30 Jun 2021)
    • [FCA CF] Client dealing (1 Dec 2020 to 30 Jun 2021)
    • (7)Employed By (31 Jan 2005 to 3 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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