Foxbridge Independent Financial Solutions Limited

• Principal Place of Business

  Chapel House

  65 The Hill

  Kirkby In Ashfield

  Nottingham

  Nottinghamshire

  NG17 8JS

  UNITED KINGDOM

  Phone

  +4401623750839

  Web

  https://www.foxbridgeifs.co.uk

• Complaints Contact

  Chapel House

  65 The Hill

  Kirkby In Ashfield

  Nottingham

  Nottinghamshire

  NG17 8JS

  UNITED KINGDOM

  Phone

  +4401623750839

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew John Jane

  IRN AJJ00013

  • [FCA CF] Client dealing (7 Jun 2021 to 22 Jun 2022)
  • [FCA CF] Functions requiring qualifications (7 Jun 2021 to 22 Jun 2022)
• Catherine Lyn Ball

  IRN CLF00006

  • CF30 Customer (1 Nov 2007 to 13 Dec 2010)
  • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
• Colin Fell

  IRN CXF00023

  • [FCA CF] Functions requiring qualifications (14 Apr 2021 to 22 Jun 2022)
  • [FCA CF] Client dealing (14 Apr 2021 to 22 Jun 2022)
• Kevin Maurice Kingswood

  IRN KMK00001

  • [FCA CF] Functions requiring qualifications (1 Aug 2023 to 28 Feb 2024)
  • [FCA CF] Client dealing (1 Aug 2023 to 28 Feb 2024)
• Scott Lee Batterham

  IRN SLB00023

  • 21. Advising or arranging (bringing about) equity release transactions
  • 7. Giving personal recommendations on long-term care insurance contracts
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 26 Nov 2020)
  • [FCA CF] Functions requiring qualifications (since 26 Nov 2020)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsibility for MCD Intermediation (since 21 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF10 Compliance Oversight (1 Nov 2006 to 8 Dec 2019)
  • CF1 Director (1 Nov 2006 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (1 Nov 2006 to 31 Mar 2009)
  • Responsible for Insurance Mediation (1 Nov 2006 to 30 Sep 2018)
  • CF21 Investment Adviser (1 Nov 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Nov 2006 to 8 Dec 2019)
• Thomas James Batterham

  IRN TXB00485

  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 1 Aug 2023)
  • [FCA CF] Client dealing (since 1 Aug 2023)

No changes recorded yet.