Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Aug 2023 to 28 Feb 2024)
- [FCA CF] Client dealing (1 Aug 2023 to 28 Feb 2024)
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- CF30 Customer (1 Nov 2007 to 14 Dec 2020)
- CF1 Director (AR) (18 Oct 2006 to 24 Nov 2021)
- CF22 Investment Adviser (Trainee) (18 Oct 2006 to 13 Apr 2007)
- CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2002)
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- (13)Employed By (29 Dec 2006 to 24 Nov 2021)
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- Employed By (18 Oct 2006 to 24 Nov 2021)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.