Andrew John Pease

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Fairstone Financial Management Limited (no longer approved here)
FRN 475973
- [FCA CF] Client dealing (17 Feb 2020 to 30 Sep 2020)
- [FCA CF] Functions requiring qualifications (17 Feb 2020 to 30 Sep 2020)
- CF30 Customer (19 Nov 2019 to 8 Dec 2019)
Ernest Grant Ltd (no longer approved here)
FRN 568558
- (3)Employed By (1 Nov 2012 to 28 Feb 2014)
Sense Network Limited (no longer approved here)
FRN 465124
- CF30 Customer (27 Apr 2012 to 28 Feb 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.