Andrew John Horrocks

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRUE BEARING LIMITED

    FRN 486512

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Nov 2021)
    • [FCA CF] Client dealing (since 8 Nov 2021)
    • Appointed representative dealing with clients for which they require qualification (29 Aug 2023 to 21 Jan 2025)
    • CF30 Customer (20 Jul 2022 to 20 Jan 2025)
  • True Bearing (North West) Limited (no longer approved here)

    FRN 709439

    • (11)Employed By (20 Jul 2022 to 20 Jan 2025)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2021)
    • CF30 Customer (4 Oct 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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