Embark Investment Services Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4403300242345

  Web

  https://scottishwidows.co.uk/platform

• Complaints Contact

  PO Box 24165

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403300242345

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited dealing as a principal in investments in the rights under the scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Donald MacKechnie

  IRN DXM01896

  • SMF24 Chief Operations (since 1 Sep 2024)
  • SMF9 Chair of the Governing Body (2 Nov 2023 to 31 Aug 2024)
  • Director of firm who is not a certification employee or a SMF manager (8 Feb 2023 to 2 Nov 2023)
• Dudley Mark Hewitt Skinner

  IRN DMS01106

  • SMF13 Chair of the Nominations Committee (18 Dec 2023 to 31 Aug 2024)
  • Director of firm who is not a certification employee or a SMF manager (8 Feb 2023 to 1 Oct 2023)
• Frazer Hogg

  IRN FXH34631

  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 28 Jan 2022)
  • [FCA CF] Client dealing (31 Jan 2021 to 1 Aug 2024)
• Gayle Elaine Schumacher

  IRN GES01031

  • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2024)
• Graeme Robert Bold

  IRN GXB42380

  • SMF18 Other Overall Responsibility (since 1 Apr 2025)
  • [FCA CF] Material risk taker (2 Sep 2024 to 31 Mar 2025)
• Guy Timothy Lloyd Whittern

  IRN GXW00212

  • [FCA CF] CASS oversight function (18 Jun 2021 to 29 Jul 2021)
• Hannah Susan Murrell-Young

  IRN HXM00305

  • [FCA CF] Functions requiring qualifications (11 Nov 2022 to 1 Feb 2024)
• Jacobus Adrianus Johannes Cornelis van Gurp

  IRN JAV01042

  • SMF5 Head of Internal Audit (17 Jan 2023 to 31 Dec 2024)
• Jacqueline Lowe

  IRN JXK01103

  • Director of firm who is not a certification employee or a SMF manager (8 Feb 2023 to 30 Sep 2023)
• Jacqueline Margaret Leiper

  IRN JML01229

  • [PRA CF] Managing a material risk taker (1 Sep 2024 to 25 Mar 2025)
  • [FCA CF] Material risk taker (1 Sep 2024 to 30 Apr 2025)
  • SMF1 Chief Executive (17 Jan 2023 to 31 Aug 2024)
  • SMF3 Executive Director (17 Jan 2023 to 31 Aug 2024)
  • SMF7 Group Entity Senior Manager (14 Oct 2022 to 23 Jan 2023)

No changes recorded yet.