Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Material risk taker (since 12 Jun 2017)
- [PRA CF] Significant risk taker or Material risk taker (since 12 Jun 2017)
- [FCA CF] Manager of certification employee (6 Jan 2025 to 7 Jan 2025)
- [PRA CF] Managing a material risk taker (6 Jan 2025 to 7 Jan 2025)
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- SMF5 Head of Internal Audit (17 Jan 2023 to 31 Dec 2024)
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- SMF5 Head of Internal Audit (10 Mar 2022 to 31 Dec 2024)
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- SMF5 Head of Internal Audit (9 Dec 2019 to 13 Dec 2023)
- CF28 Systems and controls (6 Jun 2017 to 8 Dec 2019)
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- SMF5 Head of Internal Audit (9 Dec 2019 to 31 Dec 2024)
- CF28 Systems and controls (9 Jan 2018 to 8 Dec 2019)
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- SMF5 Head of Internal Audit (9 Dec 2019 to 14 Feb 2023)
- CF28 Systems and controls (6 Jun 2017 to 8 Dec 2019)
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- SMF5 Head of Internal Audit (10 Dec 2018 to 31 Dec 2024)
- SIMF5 Head of Internal Audit Function (6 Jun 2017 to 9 Dec 2018)
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- SMF5 Head of Internal Audit (10 Dec 2018 to 31 Dec 2024)
- SIMF5 Head of Internal Audit Function (6 Jun 2017 to 9 Dec 2018)
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- SMF5 Head of Internal Audit (10 Dec 2018 to 31 Dec 2024)
- SIMF5 Head of Internal Audit Function (6 Jun 2017 to 9 Dec 2018)
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- [PRA CF] Significant risk taker or Material risk taker (12 Jun 2017 to 15 Apr 2021)
- [FCA CF] Material risk taker (12 Jun 2017 to 15 Apr 2021)
Recent activity
Updates to this individual's record on the FCA register.
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