Embark Investment Services Limited

• Principal Place of Business

  Lloyds Banking Group, 33 Old Broad Street

  London

  City Of London

  EC2N 1HZ

  UNITED KINGDOM

  Phone

  +4403300242345

  Web

  https://scottishwidows.co.uk/platform

• Complaints Contact

  PO Box 24165

  Edinburgh

  EH3 1HD

  UNITED KINGDOM

  Phone

  +4403300242345

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · The firm is limited dealing as a principal in investments in the rights under the scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jamie Robert Drewett

  IRN JXD00362

  • [FCA CF] Material risk taker (31 Jan 2021 to 21 Nov 2023)
  • [FCA CF] Significant management (31 Jan 2021 to 21 Nov 2023)
• Jaskanwaljit Garcha-Davies

  IRN JXG01002

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 11 Mar 2026)
• Jennifer Katherine Davidson

  IRN JXD00315

  • [FCA CF] Material risk taker (6 Nov 2025 to 9 Nov 2025)
• Joan Ross

  IRN JMR01229

  • [FCA CF] Client dealing (since 31 Jan 2021)
  • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 28 Jan 2022)
• Joanna Catherine Sutherland

  IRN JXS01268

  • [FCA CF] Material risk taker (6 Apr 2023 to 30 Apr 2023)
• Joanna Kate Harris

  IRN JXH22552

  • SMF7 Group Entity Senior Manager (1 Sep 2024 to 4 Jun 2025)
• Jonathan Duffield

  IRN JRD01056

  • [FCA CF] Manager of certification employee (since 13 Dec 2023)
• Jonathan Mark Donald Sandell

  IRN JMS01499

  • Responsible for Insurance Distribution (10 Nov 2022 to 31 Aug 2024)
  • SMF18 Other Overall Responsibility (5 Oct 2022 to 31 Aug 2024)
• Jonathan Scott Wheway

  IRN JSW01157

  • SMF9 Chair of the Governing Body (1 Sep 2024 to 31 Oct 2025)
• Jonathan Trevor Anderson

  IRN JTA01010

  • SMF11 Chair of the Audit Committee (4 Oct 2022 to 31 Aug 2024)

No changes recorded yet.