Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF14 Senior Independent Director (since 28 Apr 2026)
    • SMF11 Chair of the Audit Committee (since 23 Jan 2023)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Aug 2022)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • SMF11 Chair of the Audit Committee (1 Nov 2023 to 31 Aug 2024)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF11 Chair of the Audit Committee (4 Oct 2022 to 31 Aug 2024)
  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • SMF11 Chair of the Audit Committee (4 Oct 2022 to 31 Aug 2024)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • Director of firm who is not a certification employee or a SMF manager (26 May 2022 to 31 Aug 2024)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • Director of firm who is not a certification employee or a SMF manager (26 May 2022 to 31 Aug 2024)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • CF29 Significant management (5 Apr 2016 to 31 May 2018)
    • CF2 Non Executive Director (26 Feb 2014 to 6 Feb 2015)
    • CF28 Systems and controls (7 Nov 2011 to 6 Mar 2016)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • CF29 Significant management (5 Apr 2016 to 31 May 2018)
    • CF28 Systems and controls (7 Nov 2011 to 6 Mar 2016)
  • LV Protection Limited (no longer approved here)

    FRN 611223

    • CF29 Significant management (5 Apr 2016 to 31 May 2018)
    • CF28 Systems and controls (12 Nov 2014 to 6 Mar 2016)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF28 Systems and controls (19 May 2014 to 31 May 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.