Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Embark Services Limited (no longer approved here)

    FRN 120820

    • SMF9 Chair of the Governing Body (1 Sep 2024 to 31 Oct 2025)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • SMF9 Chair of the Governing Body (1 Sep 2024 to 31 Oct 2025)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • SMF9 Chair of the Governing Body (1 Sep 2024 to 31 Oct 2025)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • SMF9 Chair of the Governing Body (1 Sep 2024 to 31 Oct 2025)
  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • SMF9 Chair of the Governing Body (1 Sep 2024 to 31 Oct 2025)
  • Scottish Widows Administration Services Limited (no longer approved here)

    FRN 139398

    • SMF9 Chair of the Governing Body (12 Sep 2022 to 31 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Aug 2022 to 12 Sep 2022)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • SMF9 Chair of the Governing Body (12 Sep 2022 to 31 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Aug 2022 to 12 Sep 2022)
  • Lloyds Bank General Insurance Limited (no longer approved here)

    FRN 202091

    • SMF9 Chair of the Governing Body (12 Sep 2022 to 31 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Aug 2022 to 12 Sep 2022)
  • St Andrew's Insurance Plc (no longer approved here)

    FRN 202932

    • SMF9 Chair of the Governing Body (12 Sep 2022 to 31 Oct 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Aug 2022 to 12 Sep 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • Director of firm who is not a certification employee or a SMF manager (1 Aug 2022 to 31 Oct 2025)

Recent activity

Updates to this individual's record on the FCA register.

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