Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 6 Nov 2025)
    • [FCA CF] Material risk taker (since 6 Nov 2025)
  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • [FCA CF] Material risk taker (6 Nov 2025 to 9 Nov 2025)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • SMF3 Executive Director (23 Jan 2025 to 4 Jul 2025)
    • [FCA CF] Manager of certification employee (31 Mar 2023 to 23 Jan 2025)
    • [FCA CF] Material risk taker (31 Mar 2023 to 23 Jan 2025)
    • [FCA CF] Significant management (4 Jul 2022 to 23 Jan 2025)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • [FCA CF] Material risk taker (31 Mar 2023 to 4 Jul 2025)
    • [FCA CF] Manager of certification employee (31 Mar 2023 to 4 Jul 2025)
    • [FCA CF] Significant management (4 Jul 2022 to 4 Jul 2025)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • [FCA CF] Manager of certification employee (31 Mar 2023 to 4 Jul 2025)
    • [FCA CF] Significant management (4 Jul 2022 to 4 Jul 2025)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • [FCA CF] Manager of certification employee (31 Mar 2023 to 4 Jul 2025)
    • [FCA CF] Significant management (4 Jul 2022 to 4 Jul 2025)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • [PRA CF] Significant risk taker or Material risk taker (31 Mar 2023 to 4 Jul 2025)
    • [FCA CF] Manager of certification employee (31 Mar 2023 to 4 Jul 2025)
    • [FCA CF] Material risk taker (31 Mar 2023 to 4 Jul 2025)
    • [FCA CF] Significant management (4 Jul 2022 to 4 Jul 2025)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • [FCA CF] Manager of certification employee (31 Mar 2023 to 4 Jul 2025)
    • [FCA CF] Significant management (4 Jul 2022 to 4 Jul 2025)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • [FCA CF] Manager of certification employee (31 Mar 2023 to 4 Jul 2025)
    • [FCA CF] Significant management (4 Jul 2022 to 4 Jul 2025)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • [FCA CF] Manager of certification employee (31 Mar 2023 to 4 Jul 2025)
    • [FCA CF] Significant management (4 Jul 2022 to 4 Jul 2025)

Recent activity

Updates to this individual's record on the FCA register.

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