Elevate Portfolio Services Limited

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Elevate

  PO Box 6877

  Basingstoke

  RG24 4RT

  UNITED KINGDOM

  Phone

  +443456002399

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Patrick Denis Marie Mouille

  IRN DXM00667

  • [FCA CF] Material risk taker (since 8 Mar 2024)
  • [FCA CF] Significant management (since 11 Feb 2022)
  • [FCA CF] Manager of certification employee (11 Feb 2022 to 6 Mar 2023)
  • [FCA CF] Material risk taker (11 Feb 2022 to 31 Dec 2022)
• David Peter Ginn

  IRN DPG00012

  • CF21 Investment Adviser (24 Jun 2004 to 13 Jul 2005)
  • CF22 Investment Adviser (Trainee) (16 Jan 2004 to 24 Jun 2004)
• David Peter Kent

  IRN DPK00007

  • CF21 Investment Adviser (10 Sep 2004 to 20 Dec 2004)
  • CF4 Partner (AR) (26 Nov 2003 to 20 Dec 2004)
  • CF22 Investment Adviser (Trainee) (26 Nov 2003 to 10 Sep 2004)
• David Reekie Anderson

  IRN DRA00001

  • CF21 Investment Adviser (17 Jul 2003 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (29 Apr 2003 to 17 Jul 2003)
• David Richmond Edgar

  IRN DRE00006

  • CF21 Investment Adviser (26 Feb 2004 to 19 Oct 2004)
  • CF22 Investment Adviser (Trainee) (12 Sep 2003 to 26 Feb 2004)
• David Ritchie Allan

  IRN DRA00008

  • CF21 Investment Adviser (27 Aug 2004 to 15 Aug 2005)
  • CF22 Investment Adviser (Trainee) (19 Jan 2004 to 27 Aug 2004)
• David Roberts

  IRN DXR01388

  • CF22 Investment Adviser (Trainee) (7 Apr 2004 to 31 Oct 2004)
• David Russell Harper

  IRN DRH01101

  • CF21 Investment Adviser (3 Apr 2003 to 1 Aug 2005)
  • CF1 Director (1 Dec 2002 to 1 Dec 2002)
  • CF1 Director (AR) (6 Feb 2002 to 31 Oct 2004)
  • CF22 Investment Adviser (Trainee) (6 Feb 2002 to 3 Apr 2003)
• David Scott Daw

  IRN DSD01034

  • CF28 Systems and controls (1 Nov 2007 to 15 Sep 2010)
  • CF15 Internal Audit (17 May 2004 to 31 Oct 2007)
• David Stephen Ellwood

  IRN DSE01011

  • CF22 Investment Adviser (Trainee) (23 Sep 2004 to 31 Oct 2004)

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No changes recorded yet.