David Richmond Edgar

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Edgar Financial Advice Limited

    FRN 963406

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Significant management (since 26 Jan 2022)
    • [FCA CF] Client dealing (since 26 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 26 Jan 2022)
    • [FCA CF] Material risk taker (since 26 Jan 2022)
    • Responsibility for MCD Intermediation (since 17 Jan 2022)
    • Responsible for Insurance Distribution (since 17 Jan 2022)
    • SMF3 Executive Director (since 17 Jan 2022)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (3 Apr 2017 to 27 Mar 2019)
    • CF1 Director (AR) (3 Apr 2017 to 27 Mar 2019)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (26 Feb 2004 to 19 Oct 2004)
    • CF22 Investment Adviser (Trainee) (12 Sep 2003 to 26 Feb 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (26 Feb 2004 to 19 Oct 2004)
    • CF22 Investment Adviser (Trainee) (12 Sep 2003 to 26 Feb 2004)
  • Edgar Financial Services Limited (no longer approved here)

    FRN 201711

    • Employed By (12 Sep 2003 to 19 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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