David Peter Kent

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (10 Apr 2012 to 1 Jun 2018)
    • CF30 Customer (10 Apr 2012 to 1 Jun 2018)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (10 Sep 2004 to 20 Dec 2004)
    • CF22 Investment Adviser (Trainee) (26 Nov 2003 to 10 Sep 2004)
    • CF4 Partner (AR) (26 Nov 2003 to 20 Dec 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (10 Sep 2004 to 20 Dec 2004)
    • CF4 Partner (AR) (26 Nov 2003 to 20 Dec 2004)
    • CF22 Investment Adviser (Trainee) (26 Nov 2003 to 10 Sep 2004)
  • Lion Financial Services (no longer approved here)

    FRN 229747

    • Employed By (26 Nov 2003 to 20 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

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