Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 25 Mar 2024)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 12 Apr 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (15 May 2008 to 12 Nov 2010)
    • CF30 Customer (15 May 2008 to 2 Apr 2009)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (18 Jul 2006 to 16 Feb 2011)
  • Mortgage Direct (UK) Ltd (no longer approved here)

    FRN 225862

    • Employed By (4 Aug 2005 to 16 Feb 2011)
  • Pinnacle North West Ltd (no longer approved here)

    FRN 217007

    • Employed By (4 Jun 2003 to 9 Aug 2006)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (3 Apr 2003 to 1 Aug 2005)
    • CF1 Director (1 Dec 2002 to 1 Dec 2002)
    • CF1 Director (AR) (6 Feb 2002 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (6 Feb 2002 to 3 Apr 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (3 Apr 2003 to 1 Aug 2005)
    • CF1 Director (AR) (6 Feb 2002 to 9 Aug 2006)
    • CF22 Investment Adviser (Trainee) (6 Feb 2002 to 3 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

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