Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Material risk taker (since 8 Mar 2024)
    • [FCA CF] Significant management (since 11 Feb 2022)
    • [FCA CF] Manager of certification employee (11 Feb 2022 to 6 Mar 2023)
    • [FCA CF] Material risk taker (11 Feb 2022 to 31 Dec 2022)
    • [FCA CF] Material risk taker (since 8 Mar 2024)
    • [FCA CF] Significant management (since 11 Feb 2022)
    • [FCA CF] Manager of certification employee (11 Feb 2022 to 6 Mar 2023)
    • [FCA CF] Material risk taker (11 Feb 2022 to 31 Dec 2022)
    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Significant management (since 11 Feb 2022)
    • [FCA CF] Manager of certification employee (11 Feb 2022 to 6 Mar 2023)
    • [FCA CF] Material risk taker (since 11 Feb 2022)
    • [FCA CF] Significant management (since 11 Feb 2022)
    • [FCA CF] Manager of certification employee (11 Feb 2022 to 6 Mar 2023)
    • [FCA CF] Manager of certification employee (since 11 Feb 2022)
    • [FCA CF] Material risk taker (since 11 Feb 2022)
    • [FCA CF] Significant management (since 11 Feb 2022)
    • [FCA CF] Material risk taker (since 11 Feb 2022)
    • [FCA CF] Significant management (since 11 Feb 2022)
    • [FCA CF] Manager of certification employee (11 Feb 2022 to 6 Mar 2023)
    • [FCA CF] Significant management (since 11 Feb 2022)
    • [FCA CF] Manager of certification employee (11 Feb 2022 to 6 Mar 2023)
    • [FCA CF] Manager of certification employee (since 11 Feb 2022)
    • [FCA CF] Material risk taker (since 11 Feb 2022)
    • [FCA CF] Significant management (since 11 Feb 2022)
  • OCTOPUS MONEY UNIT TRUST MANAGERS LIMITED (no longer approved here)

    FRN 171748

    • Director of firm who is not a certification employee or a SMF manager (30 Jun 2022 to 2 Apr 2024)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • [FCA CF] Significant management (11 Feb 2022 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (11 Feb 2022 to 6 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.