David Scott Daw

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HARGREAVES LANSDOWN FUND MANAGERS LTD.

    FRN 166016

    • [FCA CF] Manager of certification employee (since 23 Jul 2025)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Oct 2025)
    • CF28 Systems and controls (20 Nov 2017 to 8 Dec 2019)
  • Hargreaves Lansdown Advisory Services Limited

    FRN 189627

    • [FCA CF] Manager of certification employee (since 23 Jul 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Aug 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 7 Feb 2023)
    • CF28 Systems and controls (20 Nov 2017 to 8 Dec 2019)
  • Hargreaves Lansdown Savings Limited

    FRN 915119

    • [FCA CF] Manager of certification employee (since 23 Jul 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 7 Feb 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 21 Aug 2024)
  • AXA Insurance UK Plc (no longer approved here)

    FRN 202312

    • CF28 Systems and controls (9 May 2008 to 15 Sep 2010)
  • AXA PPP Healthcare Limited (no longer approved here)

    FRN 202947

    • CF28 Systems and controls (9 May 2008 to 15 Sep 2010)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF28 Systems and controls (1 Nov 2007 to 15 Sep 2010)
    • CF15 Internal Audit (17 May 2004 to 31 Oct 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF28 Systems and controls (1 Nov 2007 to 28 Mar 2011)
    • CF15 Internal Audit (17 May 2004 to 31 Oct 2007)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF28 Systems and controls (1 Nov 2007 to 15 Sep 2010)
    • CF15 Internal Audit (4 Jun 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.