David Stephen Ellwood

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Options & Choices Financial Services Ltd (no longer approved here)

    FRN 224877

    • Employed By (30 Mar 2009 to 2 Apr 2009)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 11 Apr 2011)
    • CF21 Investment Adviser (12 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Sep 2006 to 12 Apr 2007)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (4 Nov 2005 to 16 Oct 2006)
    • CF22 Investment Adviser (Trainee) (23 Sep 2004 to 4 Nov 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (23 Sep 2004 to 31 Oct 2004)
  • Zenith Mortgages Ltd (no longer approved here)

    FRN 401385

    • Employed By (23 Sep 2004 to 17 May 2005)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Mar 2004 to 2 Sep 2004)
    • CF22 Investment Adviser (Trainee) (12 Mar 2003 to 1 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

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