Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 17 Oct 2023)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF21 Investment Adviser (26 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Sep 2006 to 26 Oct 2006)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF21 Investment Adviser (17 Jul 2003 to 31 Oct 2004)
    • CF22 Investment Adviser (Trainee) (29 Apr 2003 to 17 Jul 2003)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (17 Jul 2003 to 30 Jan 2006)
    • CF22 Investment Adviser (Trainee) (29 Apr 2003 to 17 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.