This firm is no longer registered as an appointed representative.

It cannot legally carry out FCA-regulated activities. If anyone is currently dealing with this firm as if it still has permission, treat that as a serious red flag and verify directly with the FCA.

Richmond Financial Services

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FRN: 158371
Last scraped: 1 month ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

191 High Street

Potters Bar

Hertfordshire

EN6 5DA

UNITED KINGDOM

Phone

+4401707650731

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Clive James Middleton
IRN CXM00018
- Employed By (30 Jan 2004 to 10 Sep 2004)
Michael Robert Skinner
IRN MRS00042
- Employed By (9 Mar 2006 to 12 Jul 2007)
Patricia Mary Richmond
IRN PMR00002
- Employed By (28 Apr 2004 to 30 Sep 2006)
Stephen Gerald Mark Davis
IRN SGD00011
- Employed By (1 Dec 2001 to 13 Jun 2002)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.