Stephen Gerald Mark Davis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Eight Wealth Management Limited
FRN 416757
- (25)Employed By (since 27 Dec 2023)
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 6 Feb 2014)
- CF1 Director (AR) (6 Feb 2014 to 28 Dec 2023)
Essex Financial Planners UK Ltd (no longer approved here)
FRN 453773
- CF30 Customer (1 Nov 2007 to 12 Jan 2009)
- CF21 Investment Adviser (17 Oct 2006 to 31 Oct 2007)
Elevate Portfolio Services Limited (no longer approved here)
FRN 144849
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Apr 2002)
Richmond Financial Services (no longer approved here)
FRN 158371
- Employed By (1 Dec 2001 to 13 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.