Date authorised
1 April 2013
Companies House
00998606
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +441204803500
  • Complaints Contact

    Lloyds Banking Group, 33 Old Broad Street
    London
    City Of London
    EC2N 1HZ
    UNITED KINGDOM
    Phone
    +441163668681

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Life Policy

    Show 1 limitation
    • · The firm is limited to Arranging deals in investments in the rights under the personal pension scheme(s) that it operates.
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · The firm is limited to dealing as a principal in investments in the rights under the personal pension scheme(s) that it operates.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Life Policy

    Show 1 limitation
    • · The firm is limited to making arrangements in investments in the rights under the personal pension scheme(s) that it operates.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Peter Vincent Kelk

    IRN PVK01007

    • CF28 Systems and controls (12 Nov 2014 to 20 Jun 2017)
  • Phillip John Smith

    IRN PRS01198

    • [FCA CF] Significant management (31 Jan 2021 to 27 Aug 2021)
    • [FCA CF] Manager of certification employee (31 Jan 2021 to 27 Aug 2021)
    • CF3 Chief Executive (5 Jul 2017 to 6 Dec 2019)
    • CF1 Director (5 Jul 2017 to 6 Dec 2019)
  • Priscilla Davies

    IRN PAD01167

    • Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 30 Jun 2023)
  • Ranila Ravi-Burslem

    IRN RXR00033

    • [FCA CF] Manager of certification employee (17 Jul 2023 to 26 Nov 2023)
  • Rebecca Melissa Chapman

    IRN RXC00322

    • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 15 Feb 2023)
    • [FCA CF] Manager of certification employee (31 Jan 2021 to 1 Jan 2022)
  • Robert Kelly Adams

    IRN RKA01030

    • [FCA CF] Manager of certification employee (31 Jan 2021 to 5 Dec 2023)
    • CF28 Systems and controls (5 Jul 2017 to 12 Nov 2019)
  • Rose Marie St Louis

    IRN RMS00016

    • [FCA CF] Material risk taker (2 Sep 2024 to 3 Sep 2024)
  • Samantha Louise Rankine

    IRN SXR00319

    • [FCA CF] Manager of certification employee (31 Jan 2021 to 30 Apr 2023)
    • [FCA CF] Functions requiring qualifications (31 Jan 2021 to 30 Apr 2023)
  • Scott Cameron Guild

    IRN SXG14518

    • SMF3 Executive Director (11 Apr 2022 to 31 Aug 2024)
  • Shingirai Thaddeus Nyahasha

    IRN STN01013

    • SMF3 Executive Director (since 1 Sep 2024)

Recent activity

Updates to this firm's record on the FCA register.

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