Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • Director of firm who is not a certification employee or a SMF manager (since 16 Jan 2025)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • [FCA CF] Manager of certification employee (31 Jan 2021 to 5 Dec 2023)
    • CF1 Director (14 Sep 2015 to 12 Nov 2019)
    • CF28 Systems and controls (1 Jul 2013 to 14 Sep 2015)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • [FCA CF] Manager of certification employee (31 Jan 2021 to 5 Dec 2023)
    • CF28 Systems and controls (5 Jul 2017 to 12 Nov 2019)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • [FCA CF] Manager of certification employee (31 Jan 2021 to 5 Dec 2023)
  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • [FCA CF] Manager of certification employee (31 Jan 2021 to 5 Dec 2023)
    • CF1 Director (12 Feb 2019 to 6 Dec 2019)
    • CF28 Systems and controls (26 Feb 2016 to 6 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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