Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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UBS Asset Management (UK) Ltd
FRN 119319
- SMF13 Chair of the Nominations Committee (since 3 Dec 2024)
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (20 Sep 2017 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2023)
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- Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 30 Jun 2023)
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- Director of firm who is not a certification employee or a SMF manager (2 Dec 2022 to 30 Jun 2023)
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- SMF12 Chair of the Remuneration Committee (14 Oct 2022 to 30 Jun 2023)
- SMF13 Chair of the Nominations Committee (14 Oct 2022 to 2 May 2023)
- SMF9 Chair of the Governing Body (4 Nov 2021 to 18 Jan 2023)
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- SMF10 Chair of the Risk Committee (24 Mar 2020 to 15 Oct 2022)
- SMF12 Chair of the Remuneration Committee (24 Mar 2020 to 30 Jun 2023)
- SMF13 Chair of the Nominations Committee (24 Mar 2020 to 2 May 2023)
- SMF9 Chair of the Governing Body (24 Mar 2020 to 18 Jan 2023)
- CF2 Non Executive Director (17 Sep 2019 to 8 Dec 2019)
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- CF1 Director (11 Jul 2013 to 1 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.