Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • [FCA CF] Material risk taker (1 Sep 2024 to 30 Nov 2024)
    • SMF18 Other Overall Responsibility (23 Nov 2022 to 31 Aug 2024)
  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • [FCA CF] Material risk taker (1 Sep 2024 to 30 Nov 2024)
    • SMF18 Other Overall Responsibility (23 Nov 2022 to 31 Aug 2024)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • [FCA CF] Manager of certification employee (17 Jul 2023 to 26 Nov 2023)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • [FCA CF] Manager of certification employee (17 Jul 2023 to 26 Nov 2023)
  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [FCA CF] Material risk taker (5 May 2022 to 30 Nov 2024)
    • [PRA CF] Significant risk taker or Material risk taker (5 May 2022 to 30 Nov 2024)
  • Aviva Life & Pensions UK Limited (no longer approved here)

    FRN 185896

    • [FCA CF] Manager of certification employee (5 Oct 2020 to 30 Jul 2021)
    • [FCA CF] Significant management (10 Dec 2018 to 30 Jul 2021)
  • Aviva Pension Trustees UK Limited (no longer approved here)

    FRN 465132

    • [FCA CF] Manager of certification employee (5 Oct 2020 to 30 Jul 2021)
    • [FCA CF] Significant management (5 Oct 2020 to 30 Jul 2021)
  • Aviva Investment Solutions UK Limited (no longer approved here)

    FRN 515334

    • [FCA CF] Manager of certification employee (5 Oct 2020 to 30 Jul 2021)
    • [FCA CF] Significant management (5 Oct 2020 to 30 Jul 2021)
  • Aviva Insurance Limited (no longer approved here)

    FRN 202153

    • [FCA CF] Significant management (10 Dec 2018 to 9 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.