Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Embark Services Limited
FRN 120820
- SMF3 Executive Director (since 1 Sep 2024)
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EBS Pensions Limited
FRN 134908
- SMF3 Executive Director (since 1 Sep 2024)
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Halifax Share Dealing Limited
FRN 183332
- SMF2 Chief Finance (since 1 Sep 2024)
- SMF3 Executive Director (since 1 Sep 2024)
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Sterling ISA Managers Limited
FRN 191278
- SMF2 Chief Finance (since 1 Sep 2024)
- SMF3 Executive Director (since 1 Sep 2024)
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Embark Investment Services Limited
FRN 737356
- SMF2 Chief Finance (since 1 Sep 2024)
- SMF3 Executive Director (since 1 Sep 2024)
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Manager of certification employee (since 24 Jan 2024)
- [PRA CF] Managing a material risk taker (since 24 Jan 2024)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Dec 2023)
- [FCA CF] Material risk taker (since 1 Dec 2023)
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HBOS Investment Fund Managers Limited
FRN 119223
- SMF3 Executive Director (since 15 Jan 2024)
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Scottish Widows Unit Trust Managers Limited
FRN 122129
- SMF3 Executive Director (since 15 Jan 2024)
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- SMF3 Executive Director (since 15 Jan 2024)
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SCOTTISH WIDOWS LIMITED
FRN 181655
- SMF2 Chief Finance (since 15 Jan 2024)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (205)SMF3 Executive Director at Engage Mutual Funds Limited
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controlled function added: (206)SMF1 Chief Executive at Engage Mutual Funds Limited
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controlled function added: (207)CF28 Systems and controls at Engage Mutual Funds Limited
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controlled function added: (208)CF1 Director at Engage Mutual Funds Limited