Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF2 Chief Finance (since 15 Jan 2024)
    • SMF2 Chief Finance (since 15 Jan 2024)
  • BISL Limited (no longer approved here)

    FRN 308896

    • CF1 Director (AR) (3 Apr 2023 to 30 Nov 2023)
  • BGL Direct Life Limited (no longer approved here)

    FRN 572025

    • Employed By (3 Apr 2023 to 30 Nov 2023)
  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • SMF1 Chief Executive (27 Mar 2020 to 30 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2023)
    • CF1 Director (27 Sep 2016 to 8 Dec 2019)
    • CF28 Systems and controls (27 Sep 2016 to 1 Jun 2018)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (206)SMF1 Chief Executive (27 Mar 2020 to 30 Nov 2023)
    • (205)SMF3 Executive Director (9 Dec 2019 to 30 Nov 2023)
    • (207)CF28 Systems and controls (27 Sep 2016 to 1 Jun 2018)
    • (208)CF1 Director (27 Sep 2016 to 8 Dec 2019)
  • OneFamily Advice Limited (no longer approved here)

    FRN 783577

    • SMF1 Chief Executive (27 Mar 2020 to 30 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2023)
    • CF1 Director (3 Nov 2017 to 8 Dec 2019)
  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • SMF1 Chief Executive (9 Dec 2019 to 30 Nov 2023)
    • SMF3 Executive Director (9 Dec 2019 to 30 Nov 2023)
    • CF3 Chief Executive (1 Jun 2018 to 8 Dec 2019)
    • CF28 Systems and controls (27 Sep 2016 to 1 Jun 2018)
    • CF1 Director (27 Sep 2016 to 8 Dec 2019)
  • Family Assurance Friendly Society Limited (no longer approved here)

    FRN 110067

    • SMF1 Chief Executive (20 Sep 2019 to 30 Nov 2023)
    • SMF3 Executive Director (10 Dec 2018 to 30 Nov 2023)
    • SMF2 Chief Finance (10 Dec 2018 to 25 Sep 2019)
    • CF1 Director (22 Nov 2018 to 9 Dec 2018)
    • SIMF2 Chief Finance Function (27 Sep 2016 to 9 Dec 2018)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF28 Systems and controls (23 Oct 2014 to 22 Jul 2016)
    • CF1 Director (23 Oct 2014 to 22 Jul 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (205)SMF3 Executive Director at Engage Mutual Funds Limited

  2. controlled function added: (206)SMF1 Chief Executive at Engage Mutual Funds Limited

  3. controlled function added: (207)CF28 Systems and controls at Engage Mutual Funds Limited

  4. controlled function added: (208)CF1 Director at Engage Mutual Funds Limited