Family Investment Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Alicia Carvajal
IRN AXC00363
- 16. Safeguarding and administering investments or holding client money
- [FCA CF] Manager of certification employee (since 1 Apr 2021)
- [FCA CF] CASS oversight function (since 1 Apr 2021)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
Alison Jane Knocker
IRN AXK00408
- [FCA CF] Significant management (25 Oct 2021 to 1 Oct 2025)
Amoret Taylor
IRN AXT53624
- [FCA CF] Significant management (9 Dec 2019 to 12 May 2023)
Andrew James Culver
IRN AXC57310
- [FCA CF] Functions requiring qualifications (20 Jan 2020 to 5 Jun 2023)
Anil Dala
IRN AXD00161
- [FCA CF] Significant management (2 Nov 2020 to 28 Nov 2023)
Annette Elizabeth Matthews
IRN AEM01082
- CF29 Significant management (1 Nov 2007 to 13 Feb 2013)
- CF17 Significant Mgt (Other Business Operations) (2 Sep 2002 to 31 Oct 2007)
Arif Ahmad
IRN AXA53621
- [FCA CF] Significant management (since 9 Dec 2019)
Arthur Paul Bridgwater
IRN AXB67200
- [FCA CF] Material risk taker (since 1 Mar 2022)
- [FCA CF] Significant management (since 9 Nov 2020)
Benjamin James Mizen
IRN BXM00451
- [FCA CF] Significant management (since 5 Jun 2024)
Benjamin Mark Montague
IRN BXM57280
- 17. Administrative functions in relation to managing investments
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Close Brothers Military Services Limited (no longer appointed)
FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004
Open & Direct Limited (no longer appointed)
FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002
Ecology Building Society (no longer appointed)
FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.