Alicia Carvajal

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Family Equity Plan Limited

    FRN 122351

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Manager of certification employee (since 1 Apr 2021)
    • [FCA CF] CASS oversight function (since 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Family Investment Management Limited

    FRN 122394

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] CASS oversight function (since 1 Apr 2021)
    • [FCA CF] Manager of certification employee (since 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Engage Mutual Funds Limited

    FRN 181487

    • (56)16. Safeguarding and administering investments or holding client money
    • (57)[FCA CF] Manager of certification employee (1 Apr 2021 to 6 May 2026)
    • (59)[FCA CF] CASS oversight function (1 Apr 2021 to 6 May 2026)
    • (58)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 May 2026)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: 16. Safeguarding and administering investments or holding client money at Engage Mutual Funds Limited

  2. controlled function removed: [FCA CF] Functions requiring qualifications at Engage Mutual Funds Limited

  3. controlled function removed: [FCA CF] CASS oversight function at Engage Mutual Funds Limited

  4. controlled function removed: [FCA CF] Manager of certification employee at Engage Mutual Funds Limited

  5. controlled function added: (56)16. Safeguarding and administering investments or holding client money at Engage Mutual Funds Limited

  6. controlled function added: (57)[FCA CF] Manager of certification employee at Engage Mutual Funds Limited

  7. controlled function added: (58)[FCA CF] Functions requiring qualifications at Engage Mutual Funds Limited

  8. controlled function added: (59)[FCA CF] CASS oversight function at Engage Mutual Funds Limited