Family Equity Plan Limited

Date authorised
1 April 2013
Companies House
02208249
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920
    Web
    https://www.onefamily.com

  • Complaints Contact

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to dealing-only activities.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Waddington

    IRN AXW01759

    • [FCA CF] Significant management (1 Feb 2022 to 30 Sep 2022)
    • [FCA CF] Material risk taker (1 Feb 2022 to 30 Sep 2022)
  • Alex Emile Moorhead

    IRN AEM01114

    • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
    • CF1 Director (AR) (14 Jun 2007 to 1 Jul 2009)
    • CF3 Chief Executive (AR) (14 Jun 2007 to 1 Jul 2009)
    • CF26 Customer Trading (14 Jun 2007 to 31 Oct 2007)
  • Alicia Carvajal

    IRN AXC00363

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Manager of certification employee (since 1 Apr 2021)
    • [FCA CF] CASS oversight function (since 1 Apr 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Alison Jane Knocker

    IRN AXK00408

    • SMF18 Other Overall Responsibility (1 Nov 2023 to 1 Oct 2025)
    • [FCA CF] Significant management (25 Oct 2021 to 1 Nov 2023)
  • Amoret Taylor

    IRN AXT53624

    • [FCA CF] Significant management (9 Dec 2019 to 12 May 2023)
  • Andrew James Culver

    IRN AXC57310

    • [FCA CF] Functions requiring qualifications (20 Jan 2020 to 5 Jun 2023)
  • Anil Dala

    IRN AXD00161

    • [FCA CF] Significant management (2 Nov 2020 to 28 Nov 2023)
    • [FCA CF] Material risk taker (2 Nov 2020 to 28 Nov 2023)
  • Annette Elizabeth Matthews

    IRN AEM01082

    • CF29 Significant management (1 Nov 2007 to 13 Feb 2013)
    • CF17 Significant Mgt (Other Business Operations) (2 Sep 2002 to 31 Oct 2007)
  • Anthony David Buffin

    IRN ADB01179

    • CF1 Director (AR) (14 Jun 2007 to 1 Jul 2009)
  • Arif Ahmad

    IRN AXA53621

    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.