Family Equity Plan Limited

Date authorised
1 April 2013
Companies House
02208249
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920
    Web
    https://www.onefamily.com

  • Complaints Contact

    Family Assurance Friendly Society Ltd
    15-18 West Street
    Brighton
    Brighton And Hove
    BN1 2RL
    UNITED KINGDOM
    Phone
    +4403448920920

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to dealing-only activities.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 3 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 4 limitations
    • · Limited to investment management activities for the specified customer types.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to transaction-only activities.

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Arthur Paul Bridgwater

    IRN AXB67200

    • [FCA CF] Material risk taker (since 9 Nov 2020)
    • [FCA CF] Significant management (since 9 Nov 2020)
  • Benjamin James Mizen

    IRN BXM00451

    • [FCA CF] Significant management (since 5 Jun 2024)
  • Benjamin Mark Montague

    IRN BXM57280

    • 17. Administrative functions in relation to managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Bernard John White

    IRN BJW00013

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Jul 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2021)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 31 Jul 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2025)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2025)
    • CF10a CASS Oversight function (21 Oct 2011 to 8 Dec 2019)
    • CF29 Significant management (6 Apr 2010 to 3 Jul 2017)
  • Beth Tait

    IRN BXP01224

    • SMF18 Other Overall Responsibility (since 26 Mar 2024)
    • [FCA CF] Material risk taker (1 Dec 2023 to 10 Jan 2025)
    • [FCA CF] Significant management (1 Dec 2023 to 10 Jan 2025)
    • [FCA CF] Manager of certification employee (1 Dec 2023 to 10 Jan 2025)
  • Cara Ann Whatford

    IRN CAW01144

    • SMF3 Executive Director (since 5 Dec 2023)
    • [FCA CF] CASS oversight function (1 Aug 2021 to 5 Dec 2023)
    • [FCA CF] Manager of certification employee (1 Aug 2021 to 5 Dec 2023)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2021 to 2 Aug 2021)
    • [FCA CF] Client dealing (1 Aug 2021 to 5 Dec 2023)
    • [FCA CF] Material risk taker (26 Feb 2021 to 5 Dec 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Dec 2023)
  • Carl Potgieter

    IRN CXP53617

    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
  • Carly Ann Santry

    IRN CXS00281

    • 16. Safeguarding and administering investments or holding client money
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • Carol Ann Ritchie

    IRN CAR01087

    • CF28 Systems and controls (2 Nov 2015 to 10 Aug 2016)
  • Carol Day

    IRN CXD01486

    • CF29 Significant management (5 Aug 2009 to 2 Mar 2016)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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