Carol Ann Ritchie

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Marsden Building Society (no longer approved here)

    FRN 206050

    • SMF11 Chair of the Audit Committee (9 Nov 2020 to 4 Dec 2023)
    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Nov 2020)
    • CF2 Non Executive Director (26 Mar 2014 to 6 Mar 2016)
  • Accelerant Insurance UK Limited (no longer approved here)

    FRN 207658

    • SMF2 Chief Finance (10 Dec 2018 to 28 May 2021)
    • SIMF2 Chief Finance Function (12 Sep 2018 to 9 Dec 2018)
  • The Benenden Healthcare Society Limited (no longer approved here)

    FRN 205351

    • SIMF25 Small Insurer Senior Manager (18 Nov 2016 to 31 Mar 2017)
  • Family Assurance Friendly Society Limited (no longer approved here)

    FRN 110067

    • SIMF2 Chief Finance Function (7 Mar 2016 to 10 Aug 2016)
    • CF28 Systems and controls (2 Nov 2015 to 6 Mar 2016)
  • Family Equity Plan Limited (no longer approved here)

    FRN 122351

    • CF28 Systems and controls (2 Nov 2015 to 10 Aug 2016)
  • Family Investment Management Limited (no longer approved here)

    FRN 122394

    • CF28 Systems and controls (2 Nov 2015 to 10 Aug 2016)
  • Engage Mutual Funds Limited (no longer approved here)

    FRN 181487

    • (242)CF28 Systems and controls (2 Nov 2015 to 10 Aug 2016)
    • (241)CF29 Significant management (6 Mar 2013 to 2 Apr 2014)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF19 Significant Mgt (Financial Resources) (13 Aug 2003 to 7 Jan 2004)
  • Capital Bank Plc (no longer approved here)

    FRN 201944

    • CF19 Significant Mgt (Financial Resources) (13 Aug 2003 to 7 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (241)CF29 Significant management at Engage Mutual Funds Limited

  2. controlled function added: (242)CF28 Systems and controls at Engage Mutual Funds Limited