Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6-20 Russell Street
    Nelson
    Lancashire
    BB9 7NJ
    UNITED KINGDOM
    Phone
    +4401282440500
  • Complaints Contact

    6-20 Russell Street
    Nelson
    Lancashire
    BB9 7NJ
    UNITED KINGDOM
    Phone
    +4401282440500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alicia Hook

    IRN AXH00839

    • [FCA CF] Functions requiring qualifications (1 Dec 2022 to 29 Aug 2025)
  • Alison Mary Hope

    IRN AML01168

    • Director of firm who is not a certification employee or a SMF manager (9 Nov 2020 to 6 Dec 2021)
    • SMF14 Senior Independent Director (7 Mar 2016 to 27 Sep 2017)
    • SMF11 Chair of the Audit Committee (7 Mar 2016 to 9 Nov 2020)
    • CF2 Non Executive Director (24 Aug 2010 to 6 Mar 2016)
  • Bernard Martin Mulligan

    IRN BMM01022

    • CF1 Director (1 Dec 2001 to 30 Jun 2002)
  • Brian Morrison

    IRN BXM00244

    • [PRA CF] Significant risk taker or Material risk taker (since 26 Nov 2018)
  • Candice Fields

    IRN CXR00263

    • [FCA CF] Functions requiring qualifications (21 Jan 2019 to 6 Aug 2021)
  • Carol Ann Ritchie

    IRN CAR01087

    • SMF11 Chair of the Audit Committee (9 Nov 2020 to 4 Dec 2023)
    • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 9 Nov 2020)
    • CF2 Non Executive Director (26 Mar 2014 to 6 Mar 2016)
  • Christiana Buchanan

    IRN CXB01570

    • CF2 Non Executive Director (26 Jul 2004 to 6 Mar 2016)
  • Christopher McDonald

    IRN CXM02298

    • SMF12 Chair of the Remuneration Committee (4 Jul 2023 to 24 Feb 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Jun 2018 to 4 Jul 2023)
  • Clive Spencer

    IRN CXS00092

    • CF10 Compliance Oversight (5 Aug 2003 to 12 Sep 2008)
  • Colin Arthur Simmonds

    IRN CAS01097

    • CF2 Non Executive Director (1 Dec 2001 to 14 Apr 2003)

Recent activity

Updates to this firm's record on the FCA register.

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