Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    6-20 Russell Street
    Nelson
    Lancashire
    BB9 7NJ
    UNITED KINGDOM
    Phone
    +4401282440500
  • Complaints Contact

    6-20 Russell Street
    Nelson
    Lancashire
    BB9 7NJ
    UNITED KINGDOM
    Phone
    +4401282440500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Buy-to-Let Mortgage Lending

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darin John Landon

    IRN DJL01282

    • Director of firm who is not a certification employee or a SMF manager (since 22 Sep 2025)
  • David John Jenkinson

    IRN DJJ01050

    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Mar 2007)
    • CF1 Director (1 Dec 2001 to 17 Apr 2009)
  • Dawn Heather Brown

    IRN DHB01088

    • SMF4 Chief Risk (7 Apr 2020 to 7 Jan 2022)
  • Donna Barclay

    IRN DXB00935

    • [FCA CF] Material risk taker (29 Nov 2023 to 11 Apr 2025)
    • [PRA CF] Significant risk taker or Material risk taker (29 Nov 2023 to 11 Apr 2025)
  • Geoffrey Martin Hill

    IRN GMH01081

    • CF2 Non Executive Director (1 Dec 2001 to 19 Apr 2010)
  • Georgina Louise Smith

    IRN GLS01058

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jun 2023)
  • Hayley Duckworth

    IRN HXD00185

    • [PRA CF] Significant risk taker or Material risk taker (since 29 Nov 2023)
    • [FCA CF] Material risk taker (since 29 Nov 2023)
  • Heather Janette Crinion

    IRN HXC00140

    • Responsibility for MCD Intermediation (24 Feb 2023 to 10 Sep 2025)
    • SMF3 Executive Director (24 Feb 2023 to 10 Sep 2025)
    • Responsible for Insurance Distribution (24 Feb 2023 to 10 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Jun 2016 to 31 Dec 2025)
  • James Mawdsley

    IRN JPM01276

    • [FCA CF] Manager of certification employee (6 Feb 2017 to 31 Oct 2019)
  • Jeff Da Silva Cortez

    IRN JXD00465

    • [FCA CF] Functions requiring qualifications (21 Jul 2018 to 6 Aug 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.