Dawn Heather Brown

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UNION BANK OF INDIA (UK) LIMITED

    FRN 601551

    • SMF10 Chair of the Risk Committee (since 26 Feb 2025)
  • Cambridge Building Society (no longer approved here)

    FRN 157223

    • SMF16 Compliance Oversight (6 Jun 2023 to 9 May 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (6 Jun 2023 to 9 May 2024)
    • SMF4 Chief Risk (6 Jun 2023 to 9 May 2024)
    • [FCA CF] Manager of certification employee (15 May 2023 to 9 May 2024)
    • [FCA CF] Significant management (15 May 2023 to 9 May 2024)
  • Tandem Bank Limited (no longer approved here)

    FRN 204479

    • SMF4 Chief Risk (23 Sep 2022 to 1 Feb 2023)
  • Marsden Building Society (no longer approved here)

    FRN 206050

    • SMF4 Chief Risk (7 Apr 2020 to 7 Jan 2022)
  • Skipton Building Society (no longer approved here)

    FRN 153706

    • CF29 Significant management (11 Apr 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.