Carol Day

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Engage Mutual Funds Limited (no longer approved here)
FRN 181487
- (19)CF29 Significant management (1 Apr 2015 to 2 Mar 2016)
Family Assurance Friendly Society Limited (no longer approved here)
FRN 110067
- CF29 Significant management (5 Aug 2009 to 2 Mar 2016)
Family Equity Plan Limited (no longer approved here)
FRN 122351
- CF29 Significant management (5 Aug 2009 to 2 Mar 2016)
Family Investment Management Limited (no longer approved here)
FRN 122394
- CF29 Significant management (5 Aug 2009 to 2 Mar 2016)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (19)CF29 Significant management at Engage Mutual Funds Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.