Family Equity Plan Limited

• Principal Place of Business

  Family Assurance Friendly Society Ltd

  15-18 West Street

  Brighton

  Brighton And Hove

  BN1 2RL

  UNITED KINGDOM

  Phone

  +4403448920920

  Web

  https://www.onefamily.com

• Complaints Contact

  Family Assurance Friendly Society Ltd

  15-18 West Street

  Brighton

  Brighton And Hove

  BN1 2RL

  UNITED KINGDOM

  Phone

  +4403448920920

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to dealing-only activities.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 3 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 4 limitations Hide limitations

  • · Limited to investment management activities for the specified customer types.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to transaction-only activities.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alan Waddington

  IRN AXW01759

  • [FCA CF] Significant management (1 Feb 2022 to 30 Sep 2022)
  • [FCA CF] Material risk taker (1 Feb 2022 to 30 Sep 2022)
• Alex Emile Moorhead

  IRN AEM01114

  • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
  • CF1 Director (AR) (14 Jun 2007 to 1 Jul 2009)
  • CF3 Chief Executive (AR) (14 Jun 2007 to 1 Jul 2009)
  • CF26 Customer Trading (14 Jun 2007 to 31 Oct 2007)
• Alicia Carvajal

  IRN AXC00363

  • 16. Safeguarding and administering investments or holding client money
  • [FCA CF] Manager of certification employee (since 1 Apr 2021)
  • [FCA CF] CASS oversight function (since 1 Apr 2021)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Alison Jane Knocker

  IRN AXK00408

  • SMF18 Other Overall Responsibility (1 Nov 2023 to 1 Oct 2025)
  • [FCA CF] Significant management (25 Oct 2021 to 1 Nov 2023)
• Amoret Taylor

  IRN AXT53624

  • [FCA CF] Significant management (9 Dec 2019 to 12 May 2023)
• Andrew James Culver

  IRN AXC57310

  • [FCA CF] Functions requiring qualifications (20 Jan 2020 to 5 Jun 2023)
• Anil Dala

  IRN AXD00161

  • [FCA CF] Significant management (2 Nov 2020 to 28 Nov 2023)
  • [FCA CF] Material risk taker (2 Nov 2020 to 28 Nov 2023)
• Annette Elizabeth Matthews

  IRN AEM01082

  • CF29 Significant management (1 Nov 2007 to 13 Feb 2013)
  • CF17 Significant Mgt (Other Business Operations) (2 Sep 2002 to 31 Oct 2007)
• Anthony David Buffin

  IRN ADB01179

  • CF1 Director (AR) (14 Jun 2007 to 1 Jul 2009)
• Arif Ahmad

  IRN AXA53621

  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2023)

• Bounty (UK) Ltd (no longer appointed)

  FRN 222169 · Appointed 16 Jun 2005 · Until 2 Jan 2006

• Early Learning Centre Ltd (no longer appointed)

  FRN 429518 · Appointed 14 Mar 2005 · Until 21 Jan 2011

• Close Brothers Military Services Limited (no longer appointed)

  FRN 206231 · Appointed 11 Jun 2001 · Until 22 Mar 2004

• Open & Direct Limited (no longer appointed)

  FRN 201569 · Appointed 1 Feb 2000 · Until 7 Jan 2002

• Family Assurance Friendly Society Limited (no longer appointed)

  FRN 110067 · Appointed 1 Jul 1994 · Until 1 Dec 2001

• Ecology Building Society (no longer appointed)

  FRN 162090 · Appointed 31 Dec 1980 · Until 1 Dec 2001

No changes recorded yet.