Rose Marie St Louis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SCOTTISH WIDOWS LIMITED (no longer approved here)

    FRN 181655

    • [PRA CF] Significant risk taker or Material risk taker (2 Jun 2025 to 31 Mar 2026)
    • SMF18 Other Overall Responsibility (29 Feb 2024 to 31 Mar 2025)
    • [FCA CF] Material risk taker (1 Apr 2021 to 29 Feb 2024)
  • Embark Services Limited (no longer approved here)

    FRN 120820

    • [FCA CF] Material risk taker (2 Sep 2024 to 3 Sep 2024)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • [FCA CF] Material risk taker (2 Sep 2024 to 3 Sep 2024)
  • Halifax Share Dealing Limited (no longer approved here)

    FRN 183332

    • [FCA CF] Material risk taker (2 Sep 2024 to 3 Sep 2024)
  • Sterling ISA Managers Limited (no longer approved here)

    FRN 191278

    • [FCA CF] Material risk taker (2 Sep 2024 to 3 Sep 2024)
  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • [FCA CF] Material risk taker (2 Sep 2024 to 3 Sep 2024)
  • CAVENDISH ONLINE LIMITED (no longer approved here)

    FRN 469385

    • Responsible for Insurance Distribution (30 Nov 2022 to 30 Mar 2026)
    • SMF3 Executive Director (30 Nov 2022 to 31 Mar 2026)
    • SMF1 Chief Executive (30 Nov 2022 to 31 Mar 2026)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • Director of firm who is not a certification employee or a SMF manager (27 Sep 2022 to 18 May 2024)
  • SEI Investments (Europe) Ltd (no longer approved here)

    FRN 191713

    • CF30 Customer (22 May 2012 to 29 Aug 2012)
    • CF11 Money Laundering Reporting (11 Dec 2006 to 20 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.