EBS Pensions Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Professional, Retail (Investment), Life Policy
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- · The firm is limited to Arranging deals in investments in the rights under the personal pension scheme(s) that it operates.
Trades With You Directly

For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)
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- · The firm is limited to dealing as a principal in investments in the rights under the personal pension scheme(s) that it operates.
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Runs Personal Pensions

For Personal pension scheme
Investment Setup

For Professional, Retail (Investment), Life Policy
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- · The firm is limited to making arrangements in investments in the rights under the personal pension scheme(s) that it operates.

Senior staff personally approved by the FCA to hold their roles here.

Simon Charles Smith
IRN SCS01138
- CF10a CASS Oversight function (17 Jul 2017 to 8 Dec 2019)
Sophie Jane O'Connor
IRN SJO01101
- SMF9 Chair of the Governing Body (17 Jan 2023 to 30 Sep 2023)
Stephen John Kellie
IRN SJK00009
- CF30 Customer (1 Nov 2007 to 8 Feb 2010)
- CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Stephen John Mountford
IRN SXM00633
- [FCA CF] Significant management (31 Jan 2021 to 1 Aug 2024)
Steve Michael Jones
IRN SMJ01117
- CF10 Compliance Oversight (8 Jul 2016 to 20 Jun 2017)
- CF11 Money Laundering Reporting (8 Jul 2016 to 20 Jun 2017)
Venetia Jane Malpas
IRN VJM01011
- CF10 Compliance Oversight (21 Aug 2003 to 19 Nov 2013)
- CF11 Money Laundering Reporting (21 Aug 2003 to 19 Nov 2013)
Vinay Kumar Jha
IRN VXJ42366
- [FCA CF] Material risk taker (14 Feb 2024 to 15 Feb 2024)
Vincent Philippe Francois Cambonie
IRN VPC01003
- SMF3 Executive Director (9 Dec 2019 to 31 Jan 2022)
- CF1 Director (5 Jul 2017 to 8 Dec 2019)
Wayne Christopher Barlow
IRN WXB14524
- [FCA CF] Manager of certification employee (1 Jul 2022 to 8 Nov 2023)
- [FCA CF] Significant management (1 Jul 2022 to 1 Nov 2023)
Wendy Almira Berry
IRN WXB00062
- [FCA CF] Functions requiring qualifications (31 Jan 2021 to 28 May 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.