Simon Charles Smith

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Embark Investment Services Limited (no longer approved here)

    FRN 737356

    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2020)
    • CF1 Director (2 Jan 2019 to 8 Dec 2019)
    • CF10a CASS Oversight function (12 Sep 2017 to 8 Dec 2019)
  • EBS Pensions Limited (no longer approved here)

    FRN 134908

    • CF10a CASS Oversight function (17 Jul 2017 to 8 Dec 2019)
  • FXPRO UK Limited (no longer approved here)

    FRN 509956

    • CF30 Customer (5 Sep 2014 to 23 Jan 2017)
    • CF1 Director (23 Apr 2012 to 6 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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